Awards are a recognition of professional success, a reflection of our achievements, and proof of the quality of service that TISCO provides.

Top Corporate Governance Report Awards 2012 TISCO Financial Group received Top Corporate Governance Report Awards 2012 from the SET Awards 2012, organized by the Stock Exchange of Thailand and Money and Banking Magazine. The Award was presented to listed companies with outstanding corporate governance reports considering information disclosed in the Annual Report, Annual Registration Statement (Form 56-1), AGM Notice to shareholders and AGM minutes.         Outstanding Securities Company Awards 2012 - Retail Investors TISCO Securities received Outstanding Securities Company Awards 2012 - Retail Investors from the SET Awards 2012, organized by the Stock Exchange of Thailand and Money and Banking Magazine. The Award was presented to listed companies that have excellent performance. There were two areas of consideration: the outstanding ability and good service to operate as a broker and performance of securities analysis and qualified portfolio that has covered a wide range of securities based on quantitative and qualitative data on the key areas. The survey of clients and good practiced policy and guidelines by its staff are the areas of consideration.         Top Bank in the Secondary Market for Corporate Bonds 2012 TISCO Bank Public Company Limited has been rated as Top Bank in the Secondary Market for Corporate Bonds for the year 2012 by The Asset Currency Bond Benchmark Survey, a survey of institutional investors in more than 300 institutions for the service. dealers of various countries. Nine countries in Asia including Hong Kong, India, Indonesia, Korea, Malaysia, the Philippines, Singapore, Taiwan and Thailand.         Ratsadakorn-pipat Awards 2011 TISCO Bank Plc. and TISCO Asset Management Co., Ltd. received Ratsadakorn-pipat Award 2011, organized by the Department of Revenue, Ministry of Finance. The Ratsadakorn-pipat Award Ceremony is held annually in order to give recognition to taxpayers who have complied with regulations and paid their taxes on time. The award given aims to promote the role of being a good and responsible taxpayer. For corporate taxpayers, the award encourages corporate governance that complies with tax-filing regulations. The compliance will lead to an increase in the government’s revenue as a whole. This year the award is given to 11 individual taxpayers and 109 corporate taxpayers from all over the country.         Board of The Year 2010/2011 TISCO Financial Group received the Board of the Year Awards 2010/2011 from the Thai Institute of Directors Association (IOD), in collaboration with the Stock Exchange of Thailand (SET), The Thai Chamber of Commerce, The Federation of Thai Industries, the Thai Bankers Association and the Listed Companies Association. For 2010/2011, TISCO Financial Group Plc. received 2 prestigious awards, “Board of the Year for Distinctive Practices” and “Audit Committee of the Year” The awards were held once every two years to honor the top performing boards of the SET listed companies and helped promote good corporate governance practice.         Top Corporate Governance Report Awards 2011 TISCO Financial Group received Top Corporate Governance Report Awards 2011 from the SET Awards 2011, organized by the Stock Exchange of Thailand and Money and Banking Magazine. The Award was presented to listed companies with outstanding corporate governance reports considering information disclosed in the Annual Report, Annual Registration Statement (Form 56-1), AGM Notice to shareholders and AGM minutes.         Best Securities Company Awards 2011 TISCO Securities received The Best Securities Company Awards 2011 from the SET Awards 2011, organized by the Stock Exchange of Thailand and Money and Banking Magazine. The Award was presented to listed companies that have excellent performance. There were two areas of consideration: the outstanding ability and good service to operate as a broker and performance of securities analysis and qualified portfolio that has covered a wide range of securities based on quantitative and qualitative data on the key areas. The survey of clients and good practiced policy and guidelines by its staff are the areas of consideration.         Best Asset Management Company Award 2010 TISCO Asset Management Co.Ltd. received The Best Asset Management Company Awards 2010 from the SET Awards 2010, organized by the Stock Exchange of Thailand and Money and Banking Magazine. The award is given to fund management firms that have overall excellent fund's performance , which base on the returns of the funds in at least two types of funds are equity funds and fixed income funds. In the case of the mixed funds will be considered.         Best Corporate Bond House (Thai Baht) 2010 TISCO Bank Public Company Limited has been rated as Top Bank in the Secondary Market for Corporate Bonds for the year 2010 by The Asset Currency Bond Benchmark Survey, a survey of institutional investors in more than 300 institutions for the service. dealers of various countries. Nine countries in Asia including Hong Kong, India, Indonesia, Korea, Malaysia, the Philippines, Singapore, Taiwan and Thailand.         Best Domestic Equities House in Thailand 2010 TISCO Securities was named as Thailand’s Best Domestic Equity House in 2010 by 'Asiamoney' magazine based on the overall level of services provided. The judging committee was made up of Asiamoney’s editorial team, freelance writers, and the views of leading banking analysts in the region. TISCO Securities was chosen for being the leading IPO underwriter and for providing the best brokerage services, Internet trading and research capability among local equity houses.         Lipper Fund Awards 2010 : Thailand Best Equity Fund Group TISCO Asset Management Co., Ltd. won an award for "Thailand Best Equity Fund Group" from Lipper Fund Awards 2010. The awards held annually in 23 countries worldwide to honor funds and fund management firms that have delivered strounger and more consistent performance than their peers for the three-year time period according to Lipper's Consistent Return measure, which base on risk-adjusted performance, consistent return and preservation of capital.         Best Dealer Compliance 2006-2007, 2009 TISCO Bank Plc. received the "Best Dealer Compliance 2006, 2007 and 2009" at the Best Bond Awards organized by Thai Bond Market Association. The awards honor bond dealer who demonstrated high standard of practice in compliance with rules and regulations and cooperation with ThaiBMA.         Best Managed Company 2009 TISCO Bank Plc. was voted one of Thailand’s Best Managed Companies in Asia’s Best Managed Companies Poll 2009 by AsiaMoney Magazine in the Small-cap category, which covers firms with a total market capitalization of under USD 500 Million. The result reflects the opinions of Fund Manager, Head of Research and Senior Analysts, in the Asian region focusing on top performance and quality management.         Best Managed Company 2008 TISCO Bank Plc. was voted one of Thailand’s Best Managed Companies in Asia’s Best Managed Companies Poll 2008 by Finance Asia Magazine in the Mid-Cap category, which covers firms with a total market capitalization of between USD 100 Million to USD 1 Billion. The result reflects the opinions of investment analysts and institutional investors in the Asian region. TISCO Group emphasizes information disclosure. Therefore, regular meetings with both local and international investors were held to illustrate TISCO Group’s policies, exchange viewpoints, and respond to any queries from stakeholders.         SET Awards 2008 TISCO Bank Plc. received the “Top Corporate Governance Report Awards” from the SET Awards 2008, organized by the Stock Exchange of Thailand. The Award were presented to listed companies with outstanding corporate governance reports considering information disclosed in the Annual Report, Annual Registration Statement (Form 56-1), AGM Notice to shareholders and AGM minutes. In addition, the Thai Institute of Directors (IOD) ranked TISCO Bank as 1 of 22 listed companies with “Excellent” corporate governance recognition levels in the Corporate Governance Report of Thai Listed Companies in 2008 (CGR 2008).         Board of The Year 2004/2005 - 2006/2007 TISCO Bank Plc. received the Board of the Year Awards 2004/2005 - 2006/2007 from the Thai Institute of Directors Association (IOD), in collaboration with the Stock Exchange of Thailand (SET), The Thai Chamber of Commerce, The Federation of Thai Industries, the Thai Bankers Association and the Listed Companies Association. For 2006-2007, TISCO Bank received 2 prestigious awards, “Board of the Year for Exemplary Practice” for the best performing board and “Board with Consistent Best Practices” for having been honored with the Board of the Year Awards for 3 consecutive times. The awards were held once every two years to honor the top performing boards of the SET listed companies and helped promote good corporate governance practice.         Best Corporate Bond House (Thai Baht) 2006-2007-2008-2009 For the fourth consecutive year, TISCO Bank Plc. ranks first in the Asset Currency Bond Benchmark Survey for Thai Baht Corporate Bonds Market as "Best Bank in Thai Baht Corporate Bond 2006, 2007 and 2008.” The result of a survey of more than 300 institutional investors across nine markets in Asia as follows ; Hong Kong, India, Indonesia, Korea, Malaysia, Philippine, Singapore, Taiwan and Thailand, reflects their opinions in dealer services in this region.         Shareholder Awards 2007 TISCO Bank Plc. received the "Shareholder Awards 2007" for the Best Shareholder Treatment. The Shareholder Awards 2007, organized by Thailand Securities Depository Co.,Ltd. (TSD) in collaboration with Thai Investors Associations (TIA), Listed Companies Association (LCA) and Thai Investor Relations Club (TIRC), to honor listed companies who demonstrated high standard of shareholders’ treatment and good corporate governance.         Best Local Brokerage in Thailand 2004-2005-2006 TISCO Securities Co., Ltd. won the majority votes of Asiamoney Brokers’ Poll as Thailand’s “Best Local Brokerage” year 2004, 2005 and 2006, for the third time in a row. The result of survey of approximately 1,600 investors from 1,000 different institutions world-wide who directly use brokerage services in Asia region. This prestigious award for three consecutive years underline the quality and consistency of TISCO products and services.         Board of the Year 2004/2005 TISCO Bank Plc. received the “Board of the Year for Exemplary Practices 2004/2005“ award, for the second time, from the Thai Institute of Directors, in collaboration with the Stock Exchange of Thailand (SET), The Thai Chamber of Commerce, The Federation of Thai Industries, the Thai Bankers Association and the Listed Companies Association. The awards were held once every two years to honour the top performing boards of the SET listed companies and helped promote good corporate corporate governance practice.

SET Awards 2005 The SET Awards 2005 was organized by the Stock Exchange of Thailand to honor outstanding listed companies of more than 400 companies who performed best in their category. This year TISCO Bank was selected as winner of the Best Performance Company in Financials Sector and also the Best Corporate Governance Report . TISCO Asset Management Co., Ltd. was also named the Best Asset Management Company in general fixed income funds category.

Best Domestic Equities House in Thailand 2004 TISCO Securities won Asiamoney's award for Best Domestic Equities House in Thailand 2004. Based on the overall services of securities companies, the judging committee was made up of Asiamoney’s editorial team, freelance writers, and the opinions of the region's leading bank analysts. TISCO Securities was chosen for having the best IPO underwriting, brokerage services, Internet trading and research reputation of all local houses.

SET Awards 2004 Last year, TISCO Securities Co., Ltd. was selected as winner of the “Best Brokerage Service” award for retail clients and also “Best Research House”.

SET Awards 2003 TISCO Securities Co., Ltd. was chosen from among 37 brokerage houses to receive the “Best Brokerage Service” award. The Stock Exchange of Thailand praised TISCO for its in-depth knowledge and experience in the securities market and its economic performance over the years. TISCO Securities Co., Ltd. was also named “Best Research House” in 2003 by The Stock Exchange of Thailand, a further endorsement of its reputation for outstanding research quality, which is also widely accepted regionally.

Best Domestic Equities House in Thailand 2002 TISCO Securities Co., Ltd. was named the “Best Domestic Equity House in Thailand” for the year 2002 by Asiamoney Magazine. TISCO was cited for its success in the categories of IPOs, Internet trading and Research.

Board of The Year 2002 TISCO Finance Plc. received the “Board of the Year 2002“ award from the Thai Institute of Directors, in collaboration with the Stock Exchange of Thailand (SET), The Thai Chamber of Commerce, The Federation of Thai Industries, the Thai Bankers Association and the Listed Companies Association. TISCO was selected out of the 234 listed companies that joined the program. The award was established to highlight the importance of raising the quality and standards of directorship.

Best Practices on Corporate Governance 2001 TISCO Finance Plc. won the “Best Practices in Corporate Governance Award” in the Bank and Financial Institutions category for the year 2001. The International Judging Committee was comprised of prominent members of the Institute of Internal Auditors U.S.A., The Bank of Thailand, The Thai Institute of Directors Association and The Institute of Internal Auditors of Thailand. Best Practices criteria included accountability, responsibility, equitable treatment, transparent disclosure, promotion of best practices and the creation of long-term value for all stakeholders.

Audit Committee of the Year 2001 TISCO Finance Plc. also won the “Audit Committee of the Year Award” for 2001. The objective of this award is to recognize the critical role an audit committee plays in the establishment and implementation of good corporate governance practices in an organization in order to not only protect the interests of investors and create more transparency, but also in assisting the board and its management team in achieving sustainable growth and profitability.

Best Overall Equity Deal 2001 TISCO Securities Co., Ltd. won the “Best Overall Equity Deal” achievement award from Finance Asia Magazine for its role in the Bt9.75-billion Petroleum Exploration and Production Plc. (PTTEP) share placement.

Best Privatization Related Offering 2001 TISCO Securities Co., Ltd. also received the “Best Privatization Related Offering” achievement award for the PTTEP deal of the same year from Finance Asia Magazine.

Best Domestic Securities House 1998 TISCO Securities Co., Ltd. was given the “Best Domestic Securities House” Award for 1998 from Finance Asia Magazine. The magazine praised TISCO for showing itself able to meet the challenges that come in a volatile market.

Investment Bank of the Year 1996-1997-1998 TISCO Securities Co., Ltd. was selected as “Investment Bank of the Year” for three consecutive years beginning in 1996 by Finance Asia Magazine. This award was established to honor the best domestic and foreign banks in countries across the region.